What is “the Crown”?

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In a 2006 book, “Who Owns the World: The Hidden Facts Behind Land ownership”, Kevin Cahill claimed that Queen Elizabeth II holds ownership of one sixth of the land on the Earth’s surface, more than any other individual or nation. (This amounts to a total of 6,600 million acres (2.7×1013 m2) in 32 countries.) However, this is based on the legal technicality that the Crown as an institution owns all the territory over which it rules, like any government of a non-allodial state.

This land does not actually belong to the Queen personally, but to the governments of the respective realms over which she reigns.

In reality, the Queen doesn’t own much property here, in England, or in any other Commonwealth nation. The Crown Estate is not the private property of the monarch, including all Crown land anywhere in the world. It cannot be sold or owned by the monarch in any private capacity, nor do any revenues, or debts, from the estate accrue to her. Instead the Crown Estate is owned by the Crown, a corporation representing the legal embodiment the State.

The royal palaces she occupies in the United Kingdom, such as Buckingham Palace and Windsor Castle, are held in trust and do not belong to the Sovereign personally either. Instead they are state-owned and held in trust for the Queen’s successors and the nation.

The Treasury refers to these assets as “vested in the sovereign and cannot be alienated”. Even the Royal Collection, the Crown Jewels, (including the crown, orb and scepter) over 200,000 works of art, historical photographs, tapestries, furniture, ceramics, books, gold and silver plate, arms and armour, jewelry and more, is likewise state-owned, and all income generated are received by the Royal Collection Trust, the collection’s management charity, and not by the Queen herself.

The Australian people as a collective own the Australian landmass. It is held in trust by our executive government, which is known as “the Crown”.

According to Oxford Australian Law Dictionary: 1 The Crownis an“abstract metonymic concept” that “represents the legal embodiment of the executive government”.

The Queen’s title Head of the Commonwealth (of nations) implies no sovereign authority:

“Head of the commonwealth, the title adopted in the London Declaration of the  Commonwealth Heads of government Meeting in 1949, and vested in the person of the Queen of the United Kingdom. The title does not imply any Sovereign authority. It reflected the new role of the SOVEREIGN as a unifying force of voluntary association of free nations, separate from any notions of a common allegiance.”


The Sovereign

According to Vattel’s Law of Nations, 2 the “Sovereign” is the entity with the power to pass laws prospectively.  In the case of Australia, it’s more accurate to say that the Parliament is the sovereign. This is because:

1. After the Balfour Agreement in 1926, the Queen no longer ascended legislation, this is done by the Governor General.

2. Under the doctrine of Responsible Government, the Governor General is responsible to, and answers to, the Parliament, in regards to what legislation is assented, and has no choice in the matter.

Therefore, the power of sovereignty lies in the Parliament in respect to legislation.

You could say that the Queen does have some sort of sovereignty, as the Queen is part of the Parliament (section 1) and does have the power to disallow legislation (section 58), but the power to disallow is a dead letter since the U.K. parliament (of which the Queen is a part of and responsible to) specifically declared that they will not legislate for Australia with the passing of the Statute of Westminster 1931.

Therefore, the Queen has only ostensible legislative power.

Constitutional sovereignty, that is the power to amend the constitution, lies with the Australian people under section 128, and the Australian people have the power to reject a constitutional amendment proposed by Parliament. So in terms on the constitution, the sovereign is the Australian people.


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Constitution of New South Wales by Anne Twomey. (pg 386) 3

 

“The Queen” or “the Crown” is a proxy for the people’s “popular sovereignty”. Therefore a literal reference to “The Queen” as the criminal litigant, is in spirit a reference to the “polity” which is the people, who by fact of their power to elect representatives in Parliament or change parts of the Constitution, hold the sovereignty. The body politic that is the Crown in relation to Australia is the people of Australia, and the body politic that is the Crown in relation to the States is the people of that particular State. This point is highlighted by the statements of Wheeler JA in Glew v Shire of Greenough [2006] WASCA 260, 4 in relation to the judicial oaths taken “to the people of Western Australia” as opposed to “the Crown”, stating that the change in terminology is entirely consistent with constitutional reality. 

Under the principle of Responsible Government, 5 the Executive and Judiciary are responsible to, and answerable to, the people, through the Legislative branch. See R v Kirby; Ex parte Boilermakers’ Society of Australia (1956) 94 CLR 254 at 275; 6 McGinty (1996) 186 CLR 140 at 269; 7 Australian Capital Television Pty Ltd v Commonwealth (1992) 177 CLR 106 (Mason C.J. at 30; Dawson J. at 20; McHugh J. at 15) 8

The Engineers’ Case (1920) 28 CLR, per Knox C.J., Isaacs, Rich and Starke JJ. at p 147): “The principle of responsible government – the system of government by which the executive is responsible to the legislature – is not merely an assumption upon which the actual provisions are based; it is an integral element in the Constitution.” 9

The Commonwealth v. Kreglinger and Fernau Ltd. and Bardsley (1926) 37 CLR 393, (Isaacs J.) at p 413: “It is part of the fabric on which the written words of the Constitution are superimposed.” 10

The phrase: “A subject of the Queen, resident in any State…” in section 117 11 of the Commonwealth Constitution is interpreted by the High Court as that of the body politic, in Re Patterson [2001] HCA 51; 207 CLR 391 (from 226): 12

“The notion that an individual became a British subject at birth anywhere within the dominions of the Imperial Crown and by reason of allegiance to the Imperial Crown, had been abandoned both in the United Kingdom and in Australia before the birth of the prosecutor. … It may be accepted that, at the time of federation, the state of subjection identified in s 117 was to the indivisible Imperial Crown. But, as a result of the changes made in the constitutional relationships within the British Commonwealth which were reflected in the various statutory provisions that were made between 1948 and 1953 and are mentioned earlier, the allegiance owed by the subjects spoken of in s 117 was to the Crown in its Australian politic capacity. There no longer was in constitutional theory or political reality the Imperial Crown of earlier days. To continue to read s 117 as it had been read initially would have been to deprive it of any useful operation.”

The concept of popular sovereignty is given legitimacy by the High Court in Australian Capital Television Pty Ltd v Commonwealth [1992] HCA 45 (1992) 177 CLR 106, in which Mason J. states (at 37): 13

“And, most recently, the Australia Act 1986 (U.K.) marked the end of the legal sovereignty of the Imperial Parliament and recognized that ultimate sovereignty resided in the Australian people. The point is that the representatives who are members of Parliament and Ministers of State are not only chosen by the people but exercise their legislative and executive powers as representatives of the people. And in the exercise of those powers the representatives of necessity are accountable to the people for what they do and have a responsibility to take account of the views of the people on whose behalf they act.”

The former Chief Justice of the High Court, Chief Justice Brennan wrote:

“As the Constitution can now be abrogated or amended only by the Australian people in whom, therefore, the ultimate sovereignty of the nation resides, the Oath of Allegiance and the undertaking to serve the head of State as Chief Justice are a promise of fidelity and service to the Australian people.”

In “Maintaining fairness to accused in criminal matters: the separation of powers” by Craig Myatt, he mentions an email from Anne Twooney to himself, which states: 14

“The terms ‘Queen’ and ‘Crown’ mean a number of different things in legislation. Sometimes they mean the Queen herself, but more commonly they mean the relevant polity or the executive government. The reference to the Queen as a party to criminal litigation has nothing to do with the Queen herself. It is just a term that represents the State as a whole.”

In Anne Twooney’s ‘The Unrecognised Reserve Powers15 in regard to Queensland following the passing of the Australia Acts 1986, she refers to the notion of “popular sovereignty” that “…a new Crown is created when the Queen is directly advised by Ministers responsible to a legislature of a particular polity…” She indicated:

“A new Crown is established… The polity itself does not need to have attained formal independence or to be internationally recognised as sovereign…”.

Thus the community of Queensland is the new “sovereign” of Queensland, a concept recognised by the Preamble of the Constitution of Queensland 2001: 16

“The people of Queensland…adopt the principle of the sovereignty of the people…” 

While the Queen, as a “constitutional sovereign”, maintains a ceremonial role as head of State, in practice, the Head of State who holds the actual power under the Constitution is not the Queen, but the Governor of the States, (and on a federal level, the Governor General of Australia). This was formalised in the Australia Acts 1986 (Cth), which indicates: 17

7 Powers and functions of Her Majesty and Governors in respect of States

(1) Her Majesty’s representative in each State shall be the Governor.
(2) Subject to subsections (3) and (4) below, all powers and functions of Her Majesty in respect of a State are exercisable only by the Governor of the State.


The Divisibility of the Crown

The Crown” of the States are entirely different and distinct legal personalities  from the Commonwealth Crown, and from the Crown of England, or any other Commonwealth nation. This notion is known as the divisibility of the Crown which Justice Gaudron found to be “implicit in the Constitution.” in Sue v Hill [1999] HCA 30. 18

Extract from Singh v Commonwealth of Australia [2004] HCA 43: 19

While the Crown remained indivisible, a British subject was outside the denotation of the term “alien”.  However, when the Crown divided, so to speak, the denotation of the term “subject of the Queen” changed.  As a result, British subjects no longer owed permanent allegiance to the Queen of Australia and became “aliens” in Australia.

The meaning of “aliens” in the Constitution does not turn on whether under the law of another country the person in question owes a duty of allegiance to that country. It turns on whether that person owes a duty of permanent allegiance to the Queen of Australia. 

Re Stepney Election Petition; Isaacson v Durant(1886) 17 QBD 54 20 concerned the entitlement to vote in parliamentary elections of persons who were born in Hanover and who were living in England, but were not naturalised British subjects, at the time when Queen Victoria ascended the throne of Great Britain but not Hanover.  Such persons were born when William IV was simultaneously the King of Hanover and the King of Great Britain and Ireland.  The Queen’s Bench Division held that a Hanoverian, who by birth was a British subject while William IV held both the Crowns of Great Britain and Hanover, had become an alien when Queen Victoria ascended the throne of Great Britain but not Hanover.  Lord Coleridge CJ said: (at 59-60)

“The Hanoverian by birth who had needed no naturalization in the lifetime of William IV needed it when the Hanoverian heir and successor of that monarch was no longer the sovereign of these islands.  He owed allegiance to William IV and his heirs and successors according to law, and as a Hanoverian he owed it on the death of William IV to the Duke of Cumberland, who was, according to Hanoverian law, the heir and successor of his brother, and ascended the throne as King Ernest in due course of law.  He became an alien because the sovereign to whom his allegiance was due was a foreign sovereign; and the person to whom his allegiance had been due was dead leaving an heir.  The Crowns had by accident been united in one person, but when the union of the Crowns came to an end the union of allegiance ceased too; and the allegiance which had been due to the King of Hanover, who was also King of the United Kingdom, was never at any time due to the Queen of the United Kingdom, who was not and who could not be by law Queen of Hanover.”

The decision established the rule that a natural born subject becomes an alien when the sovereign ceases to have dominion over the territory in which the person resides.  Lord Coleridge CJ said that statements to the contrary in Calvin’s Case were “dicta only”. (at 64)  After considering the British Nationality Act 1730 and the British Nationality Act 1772 (UK) (13 Geo III c 21), Lord Coleridge CJ also said that,

…as the statutes referred to the Crown and not the sovereign, allegiance was due to the King in his politic, and not in his personal, capacity. (at 65-66)

This was a further development in the law since Calvin’s Case.  Fundamental to the decision in that case – that those born after the accession of James I to the English throne were “natural born subjects” of the King of England – was the conclusion that the tie of allegiance is a tie between the individual and the person of the sovereign, not between the individual and the political entity that is the sovereign.

Using the concept of “allegiance” to distinguish between British subjects and aliens invites attention to what is meant by “allegiance” in this context.  Pointing to its root in the feudal idea of a personal duty of fealty to a lord from whom land is held does little to identify the content of the term.  Plainly it is a term which connotes duty or obligation, but what exactly are the duties or obligations embraced by the word?

These duties or obligations, whatever their content, are said to be due to the Crown in the “politic” not the “personal capacity” of the sovereign. 21.

The relationship between sovereign power and the person who is a non‑alien (that is, in Australia, the relationship between Crown and non‑alien) is mutual.  The Crown owes obligations to the non‑alien.  But again those obligations are described only in abstract terms like a “duty of protection” 22.  Their content is not spelled out, although it may very well be that these obligations find expression in Australia’s exercise of its right, but not duty, in international law to protect its nationals 23 and even, perhaps, in what the Court said 24 was “[t]he right of the Australian citizen to enter the country [which] is not qualified by any law imposing a need to obtain a licence or ‘clearance’ from the Executive”.  Further, the relationship between the Crown and a resident alien is also mutual and is not necessarily limited to such time as the alien remains in Australia.  “The protection of the laws of Australia which is the counterpart of a local allegiance due from a resident alien” may continue despite departure from Australia. 25

The change in the application of the term is the result of a number of significant developments since federation. They include:

  • (a) the gradual emergence of Australia as an independent, sovereign nation (which arguably culminated with the passage of the Australia Acts 1986 (Cth) and (UK)); 
  • (b) the acceptance of the divisibility of the Crown (implicit in the development of the Commonwealth as an association of independent nations); 
  • (c) the creation of a distinct Australian citizenship commencing in 1948 with the passage of the Nationality and Citizenship Act and the British Nationality Act 1948 (UK); and 
  • (d) the acceptance by this Court that the phrase “subject of the Queen” in the Constitution no longer means “subject of the Queen of the United Kingdom” but “subject of the Queen of Australia”.

As Windeyer J noted in Ex parte Professional Engineers’ Association(1959) 107 CLR 208 (at 267): 26

“Law is to be accommodated to changing facts.  It is not to be changed as language changes.”


 

The meaning of the Crown in constitutional theory

Extract from Sue v Hill [1999] HCA 30 – 23 June 1999 – S179/1998 and B49/1998: 27

83. Accordingly, it is necessary to say a little as to the senses in which the expression “the Crown” is used in constitutional theory derived from the United Kingdom.

In its oldest and most specific meaning, “the Crown” is part of the regalia which is “necessary to support the splendour and dignity of the Sovereign for the time being”, is not devisable and descends from one sovereign to the next.

The writings of constitutional lawyers at the time show that it was well understood in 1900, at the time of the adoption of the Constitution, that the term “the Crown” was used in several metaphorical senses. “We all know”, Lord Penzance had said in 1876, “that the Crown is an abstraction”, and Maitland, Harrison Moore, Inglis Clark and Pitt Cobbett, amongst many distinguished constitutional lawyers, took up the point.

84. The first use of the expression “the Crown”

…was to identify the body politic. Writing in 1903, Professor Pitt Cobbett identified this as involving a “defective conception” which was “the outcome of an attempt on the part of English law to dispense with the recognition of the State as a juristic person, and to make the Crown do service in its stead”. The Constitution, in identifying the new body politic which it established, did not use the term “the Crown” in this way. After considering earlier usages of the term in England and in the former American colonies, Maitland rejoiced in the return of the term “the Commonwealth” to the statute book. He wrote in 1901:

“There is no cause for despair when ‘the people of New South Wales, Victoria, South Australia, Queensland and Tasmania, humbly relying on the blessing of Almighty God, have agreed to unite in one indissoluble Federal Commonwealth under the Crown of the United Kingdom of Great Britain and Ireland’. We may miss the old words that were used of Connecticut and Rhode Island: ‘one body corporate and politic in fact and name’; but ‘united in a Federal Commonwealth under the name of the Commonwealth of Australia’ seems amply to fill their place. And a body politic may be a member of another body politic.”

85. The second usage of “the Crown”

…is related to the first and identifies that office, the holder of which for the time being is the incarnation of the international personality of a body politic, by whom and to whom diplomatic representatives are accredited and by whom and with whom treaties are concluded. The Commonwealth of Australia, as such, had assumed international personality at some date well before the enactment of the Australia Act. Differing views have been expressed as to the identification of that date but nothing turns upon the question for present purposes. Since 1987, the Executive branch of the Australian Government has applied s61 of the Constitution (which extends to the maintenance of the Constitution) consistently with the views of Inglis Clark expressed over 80 years before and the Governor-General has exercised the prerogative powers of the Queen in regard to the appointment and acceptance, or recall, of diplomatic representatives and the execution of all instruments relating thereto.

86. In State Authorities Superannuation Board v Commissioner of State Taxation (WA) , McHugh and Gummow JJ said:

“Questions of foreign state immunity and of whether an Australian law, upon its true construction, purports to bind a foreign state now should be approached no differently as regards those foreign states which share the same head of state than it is for those foreign states which do not. This is consistent with the reasoning and outcome in Nolan v Minister for Immigration and Ethnic Affairs.”

87. Thirdly, the term “the Crown”

…identifies what Lord Penzance in Dixon called “the Government”, being the executive as distinct from the legislative branch of government, represented by the Ministry and the administrative bureaucracy which attends to its business. As has been indicated, under the Constitution the executive functions bestowed upon “the Queen” are exercised upon Australian advice.

88. The fourth use of the term “the Crown”

…arose during the course of colonial development in the nineteenth century. It identified the paramount powers of the United Kingdom, the parent state, in relation to its dependencies.

At the time of the establishment of the Commonwealth, the matter was explained as follows by Professor Pitt Cobbett in a passage which, given the arguments presented in the present matters, merits full repetition:

“In England the prerogative powers of the Crown were at one time personal powers of the Sovereign; and it was only by slow degrees that they were converted to the use of the real executive body, and so brought under control of Parliament. In Australia, however, these powers were never personal powers of the King; they were even imported at a time when they had already to a great extent passed out of the hands of the King; and yet they loom here larger than in the country of their origin.

The explanation would seem to be that, in the scheme of colonial government, the powers of the Crown and the Prerogative really represent, – not any personal powers on the part of the Sovereign, – but those paramount powers which would naturally belong to a parent State in relation to the government of its dependencies; although owing to the failure of the common law to recognise the personality of the British ‘State’ these powers had to be asserted in the name and through the medium of the Crown.

This, too, may serve to explain the distinction, subsequently referred to, between the ‘general’ prerogative of the Crown, which is still wielded by Ministers who represent the British State, and who are responsible to the British Parliament, – and what we may call the ‘colonial’ prerogative of the Crown, which, although consisting originally of powers reserved to the parent State, has with the evolution of responsible government, been gradually converted to the use of the local executive, and so brought under the control of the local Legislature, except on some few points where the Governor is still required to act not as a local constitutional Sovereign but as an imperial officer and subject to an immediate responsibility to his imperial masters.”

89. What Isaacs J called the “Home Government” ceased before 1850 to contribute to the expenses of the colonial government of New South Wales. On the grant of responsible government, certain prerogatives of the Crown in the colony, even those of a proprietary nature, became vested “in the Crown in right of the colony”, as Jacobs J put it in New South Wales v The Commonwealth.

Debts might be payable to the exchequer of one government but not to that of another and questions of disputed priority could arise. Harrison Moore, writing in 1904, observed:

“So far as concerns the public debts of the several parts of the King’s dominions, they are incurred in a manner which indicates the revenues out of which alone they are payable, generally the Consolidated Revenue of the borrowing government; and the several Colonial Statutes dealing with suits against the government generally limit the jurisdiction of the Court to ‘claims against the Colonial Government,’ or to such claims as are payable out of the revenue of the colony concerned …”

Section 105 of the Constitution provided for the Parliament to take over from the States their public debts “as existing at the establishment of the Commonwealth”.

90. The expression “the Crown in right of …”

…the government in question was used to identify these newly created and evolving political units. With the formation of federations in Canada and Australia it became more difficult to continue to press “the Crown” into service to describe complex political structures. Harrison Moore identified “the doctrine of unity and indivisibility of the Crown” as something “not persisted in to the extent of ignoring that the several parts of the Empire are distinct entities”. He pointed to the “inconvenience and mischief” which would follow from rigid adherence to any such doctrine where there were federal structures and continued:

“The Constitutions themselves speak plainly enough on the subject. Both the British North America Act and the Commonwealth of Australia Constitution Act recognize that ‘Canada’ and the ‘Provinces’ in the first case, the ‘Commonwealth’ and the ‘States’ in the second, are capable of the ownership of property, of enjoying rights and incurring obligations, of suing and being sued; and this not merely as between the government and private persons, but by each government as distinguished from and as against the other this in fact is the phase of their personality with which the Constitutions are principally concerned. Parliament has unquestionably treated these entities as distinct persons, and it is only by going behind the Constitution that any confusion of personalities arises.”

91. It may be thought that in this passage lies the seed of the doctrine later propounded by Dixon J in Bank of New South Wales v The Commonwealth, and applied in authorities including Crouch v Commissioner for Railways (Q) and Deputy Commissioner of Taxation v State Bank (NSW), that the Constitution treats the Commonwealth and the States as organisations or institutions of government possessing distinct individuality. Whilst formally they may not be juristic persons, they are conceived as politically organised bodies having mutual legal relations and are amenable to the jurisdiction of courts exercising federal jurisdiction. The employment of the term “the Crown” to describe the relationships inter se between the United Kingdom, the Commonwealth and the States was described by Latham CJ in 1944 as involving “verbally impressive mysticism”. It is of no assistance in determining today whether, for the purposes of the present litigation, the United Kingdom is a “foreign power” within the meaning of s 44(i) of the Constitution.

92. Nearly a century ago, Harrison Moore said that it was likely that Australian draftsmen would be likely to avoid use of the term “Crown” and use instead the terms “Commonwealth” and “State”. Such optimism has proved misplaced. That difficulties can arise from continued use of the term “the Crown” in State legislation is illustrated by The Commonwealth v Western Australia. However, no such difficulties need arise in the construction of the Constitution.

93. The phrases “under the Crown” in the preamble to the Constitution Act and “heirs and successors in the sovereignty of the United Kingdom” in covering cl 2 involve the use of the expression “the Crown” and cognate terms

…in what is the fifth sense.

This identifies the term “the Queen” used in the provisions of the Constitution itself, to which we have referred, as the person occupying the hereditary office of Sovereign of the United Kingdom under rules of succession established in the United Kingdom. The law of the United Kingdom in that respect might be changed by statute. But without Australian legislation, the effect of s1 of the Australia Act would be to deny the extension of the United Kingdom law to the Commonwealth, the States and the Territories.

94. There is no precise analogy between this state of affairs and the earlier development of the law respecting the monarchy in England, Scotland and Great Britain. It has been suggested:

“The Queen as monarch of the United Kingdom, Canada, Australia and New Zealand is in a position resembling that of the King of Scotland and of England between 1603 and 1707 when two independent countries had a common sovereign.”

But it was established that a person born in Scotland after the accession of King James I to the English throne in 1603 was not an alien and thus was not disqualified from holding lands in England. That was the outcome of Calvin’s Case. Nor does the relationship between Britain and Hanover between 1714 and 1837 present a precise analogy, if only because there was lacking the link of a common law of succession.

95. Almost a century has passed since the enactment of the Constitution Act in the last year of the reign of Queen Victoria. In 1922, the Lord Chancellor observed that doctrines respecting the Crown often represented the results of a constitutional struggle in past centuries, rather than statements of a legal doctrine. The state of affairs identified in Section III of these reasons is to the contrary. It is, as Gibbs J put it, “the result of an orderly development – not … the result of a revolution”. Further, the development culminating in the enactment of the Australia Act (the operation of which commenced on 3 March 1986) has followed paths understood by constitutional scholars writing at the time of the establishment of the Commonwealth.

96. The point of immediate significance is that the circumstance that the same monarch exercises regal functions under the constitutional arrangements in the United Kingdom and Australia does not deny the proposition that the United Kingdom is a foreign power within the meaning of s 44(i) of the Constitution. Australia and the United Kingdom have their own laws as to nationality so that their citizens owe different allegiances. The United Kingdom has a distinct legal personality and its exercises of sovereignty, for example in entering military alliances, participating in armed conflicts and acceding to treaties such as the Treaty of Rome, themselves have no legal consequences for this country. Nor, as we have sought to demonstrate in Section III, does the United Kingdom exercise any function with respect to the governmental structures of the Commonwealth or the States.

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